Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

…

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

ICOBS 6A.2 Optional additional products

As Published: 2015

ICOBS 6A.2 Optional additional products

…

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

EG 5.5 The settlement discount scheme

SUP App 3.3 Background

SUP 15.12 Ongoing alerts for retail adviser complaints

SUP 16.21 Reporting under the MCD Order for CBTL firms

RCB 2.2 Applying for registration

IPRU-INV 4.2 PURPOSE

IPRU-INV 11.2 MAIN REQUIREMENTS

ICOBS 5.3 Advised sales

EG 19.17 Regulated Covered Bonds Regulations 2008

DEPP 5.1 Settlement decision makers

DISP 3.7 Awards by the Ombudsman

DTR 1C.2 Modifying rules and consulting the FCA