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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

COND 1.1A Application

As Published: 2013

COND 1.1A Application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions