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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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COND 1.3 General

As Published: 2013

COND 1.3 General

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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REC 4.2C Control over a UK RIE

COLL 5.2 General investment powers and limits for UCITS schemes

COND 2.4 Appropriate resources

PERG 7.6 Applications for a certificate

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

BIPRU 12.8 Cross-border and intra-group management of liquidity

DEPP 3.2 The operation of the RDC

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 4.3 Risk assessments for UK recognised bodies

EG 7.6 Private warnings

DEPP 1.2 Introduction to statutory notices

SUP 10A.13 Application for approval and withdrawing an application for approval

SYSC 4.8

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.21 The conduct of investigations under the Payment Services Regulations

RCB 4.2 Enforcement powers and penalties

COND 1.3 General

REC 3.3 Waivers