Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

SYSC 4.5

As Published: 2015

SYSC 4.5

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 2.4 Third party rights and access to FCA material

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

DEPP 6.5 Determining the appropriate level of financial penalty

CASS 1.5 Application: electronic media and E-Commerce

SUP 10C.4 Specification of functions

PERG 15.4 Small payment institutions, agents and exempt bodies

COBS 11.6 Use of dealing commission [deleted]

EG 10.4 Other relevant powers

MCOB 4.1 Application

IPRU-INV 5.8 Calculation of own funds and liquid capital

REC 2.16B Operation of a data reporting service

CONC 3.1 Application

PERG 4.10B Regulation of buy to let lending

COND 2.5 Suitability

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy