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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

PERG 13.2 General

As Published: 2011

PERG 13.2 General

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report