Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

…

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

GEN 4.2 Purpose

MAR 10.4 Position reporting

PERG 16.6 Exclusions

CREDS 1.1 Application and purpose

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

CONC 3.3 The clear fair and not misleading rule and general requirements

SYSC 8.1 General outsourcing requirements

BIPRU 7.8 Securities underwriting

PERG 7.1 Application and purpose

PERG 16.5 How AIFMD affects other regulated activities

PERG 13.4 Financial instruments

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DTR 6.3 Dissemination of information

REC 3.15 Suspension of services and inability to operate facilities

BIPRU 12.8 Cross-border and intra-group management of liquidity

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

CASS 10.1 Application, purpose and general provisions

CONC 6.8 Post contract business practices: credit brokers

PERG 9.2 Introduction

SYSC 22.8 Policies and appointed representatives