Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

…

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

…

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.4 What is a regulated mortgage contract?

RCB 2.3 Determination of registration

DEPP 6.2 Deciding whether to take action

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

COLL 7.7 UCITS mergers

CONC 10.3 Calculation of prudential resources

COND 2.5 Suitability

BIPRU 12.6 Simplified ILAS

BIPRU 11.5 Technical criteria on disclosure: General requirements

ICOBS 8.4 Employers’ Liability Insurance

SUP 18.4 Friendly Society transfers and amalgamations

COND 2.3 Effective supervision

PERG 15.7 Transitional provisions [deleted]

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration