Search Result

41 - 60 of 1204 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators