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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

…

COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

…

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Effective Period

Similar To

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

FEES 5.1 Application and Purpose

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

MAR 10.1 Application

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

REC 2A.1 Introduction

COLL 2.1 Authorised fund applications

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

PERG 14.6 Carrying on a regulated activity in the United Kingdom

FEES 13.1 Application and purpose

COBS 18.1 Trustee Firms

FEES 5.9 [deleted]

PERG 4.8 Administering a regulated mortgage contract

PERG 10.4A The application of requirements which implemented EU directives

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 6.3 Recognition requirements

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 9.8 The effect of the FCA's decision to make a prohibition order

COBS 4.12 [deleted]