Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 10C.1 Application

SUP 16.7A Annual report and accounts

SYSC 4.2 Persons who effectively direct the business

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 20.1 Introduction

FEES App 1 Annex 4 Glossary of definitions

EG 11.5 Other relevant powers

PR 5.6 Miscellaneous

EG App 3.1 The FCA

DEPP 1.1 Application and Purpose

COLL 7.5 Schemes or sub-funds that are not commercially viable

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

PERG 4.12 Appointed representatives

BIPRU 9.3 Requirements for originators and sponsors

SUP 15.2 Purpose

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)