Search Result

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 15.9 Notifications by members of financial conglomerates

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 8.2 Use of the own-initiative variation of approval power: general

REC 2.13 Promotion and maintenance of standards

SUP 15.12 Ongoing alerts for retail adviser complaints

CASS 7.14 Client money held by a third party

COBS 6.4 Disclosure of charges, remuneration and commission

REC 6.3 Recognition requirements

REC 3.11 Insolvency events

TC 2.2A Time limits

REC 3.18 Membership

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

COBS 4.7 Direct offer financial promotions

PERG 8.3 Financial promotion

FEES App 1.2 Periodic Fees

IPRU-INV 11.7 CAPITAL REPORTING

EG 8.8 Other relevant powers

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

Cookies on the FCA Handbook Website

Search Result

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To