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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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EG 10.3 Asset-freezing injunctions

REC 6.5 FCA decision on recognition

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

EG 16.4 The effect of a disapplication order

CONC 2.5 Conduct of business: credit broking

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

EG 2.4 Case selection: Unauthorised business

PERG 16.2 What types of funds and businesses are caught?

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

IPRU-INV 5.10 Expenditure based requirement

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974