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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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Similar To

SYSC 4.4 Apportionment of responsibilities

PERG 12.3 Rights under a personal pension scheme

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

IPRU-INV 9 App 1 Interpretation

DISP 1.10B Payment services and electronic money complaints reporting

PERG 5.3 Contracts of insurance

SYSC 3.2 Areas covered by systems and controls

PERG 8.7 Engage in investment activity

REC 3.6 Constitution and governance

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

MCOB 5A.6 Other information

COLL 4.7 Key investor information and marketing communications

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]