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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

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REC 4.2F Information gathering power on FCA’s own initiative

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 3.26 Proposals to make regulatory provision

COBS 11.2 Best execution for AIFMs and residual CIS operators

EG 11.4 Determining the amount of restitution

REC 4.6 The section 296 power to give directions

FEES 13.1 Application and purpose

SYSC 22.9 Records and transitionals

COBS 20.2 Treating with-profits policyholders fairly

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 4.2 Persons who effectively direct the business

SUP 10C.16 References and accurate information

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy