Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 4.6

DISP 1.10A Complaints data publication rules

SUP 2.4 'Mystery shopping'

PERG 4.9 Agreeing to carry on a regulated activity

FEES 5.9 [deleted]

SUP 12.1 Application and purpose

CASS 5.1 Application

PERG 4.14 Mortgage activities carried on by professional firms

CONC 10.2 Prudential resources requirements

MIPRU 4.1 Application and purpose

CASS 7.15 Records, accounts and reconciliations

PERG 15.4 Small payment institutions, agents and exempt bodies

COLL 3.2 The instrument constituting the fund

RCB 4.2 Enforcement powers and penalties

DTR 1C.2 Modifying rules and consulting the FCA

RCB 6.2 Policy on decision and warning notices

REC 4.4 Complaints

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

PERG 9.7 The investment condition: the 'reasonable investor'