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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

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PERG 5.11 Other aspects of exclusions

SUP 10C.16 References and accurate information

SYSC 18.3 Internal arrangements

COND 1.2 Purpose

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 5.7 The relevance of settled cases to subsequent action

EG 19.1 Introduction

PERG 8.21 Company statements, announcements and briefings

EG 13.12 Insolvency regime and relevant sections of the Act

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 10C.2 Purpose