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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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SYSC 4.1 General requirements

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

SUP 16.10 Verification of firm details

FIT 2.2 Competence and capability

SYSC 4.2 Persons who effectively direct the business

FEES 6.7 Payment of levies

DEPP 7.1 Application and purpose

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

GENPRU 3.2 Third-country groups

MAR 5.6 Reporting requirements

EG 13.12 Insolvency regime and relevant sections of the Act

SUP 15.11 Notification of COCON breaches and disciplinary action

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)