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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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SYSC 5.2

As Published: 2015

SYSC 5.2

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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