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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters