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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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EG 5.7 The relevance of settled cases to subsequent action

CONC 1.1 Application and purpose

REC 6.6 Supervision

CASS 5.4 Non-statutory client money trust

SUP 3.11 Review of auditor’s client assets report

REC 2.10 Financial crime and market abuse

REC 2.9 Transaction recording

BIPRU 8.6 Consolidated capital resources

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 5.4 Appointment and reporting process

PERG 8.30 Medium used to give advice or information

SUP 2.1 Application and purpose