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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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REC 4.2F Information gathering power on FCA’s own initiative

COCON 1.2 Investments

PRIN 1.2 Clients and the Principles

MAR 5.6 Reporting requirements

REC 2.12 Availability of relevant information and admission of financial instruments to trading

SYSC 18.4 The whistleblowers’ champion

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EG 3.10 Liaison where other authorities have an interest

EG 15.3 Disqualification under section 345

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

DTR 1.2 Modifying rules and consulting the FCA

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products