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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.3 General

As Published: 2013

COND 1.3 General

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

IPRU-INV 5.7 Qualifying property and qualifying undertakings

As Published: 2016

IPRU-INV 5.7 Qualifying property and qualifying undertakings

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints