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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

COND 1.3 General

As Published: 2013

COND 1.3 General

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms