Search Result

221 - 240 of 1278 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

REC 1.1 Application

As Published: 2005

REC 1.1 Application

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts