Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 3.3 General notifications

COBS 10.7 Record keeping and retention periods for appropriateness records

COBS 3.4 Retail clients

COBS 4.4 Compensation information

COBS 19.3 Product disclosure to members of occupational pension schemes

ICOBS 6.4 Pre- and post-contract information: protection policies

DTR 6.2 Filing information and use of language

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 12.5 Contracts: required terms

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 3.1 Introduction

PERG 5.12 Link between activities and the United Kingdom

PERG 8.2 Introduction

COLL 2.1 Authorised fund applications

DTR 8.5 Supervision of primary information providers

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 9.4 Collective investment scheme (section 235 of the Act)

DTR 6.1 Information requirements for issuers of shares and debt securities

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 4.11 Link between activities and the United Kingdom