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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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CASS 11.8 Client bank account acknowledgement letters

As Published: 2014

CASS 11.8 Client bank account acknowledgement letters

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

CASS 11.8 Client bank account acknowledgement letters

COBS 11.3 Client order handling

COBS 9.3 Guidance on assessing suitability

COBS 9.2 Assessing suitability