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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?