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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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Similar To

ICOBS 1.1 The general application rule

REC 2.12 Availability of relevant information and admission of financial instruments to trading

REC 2.9 Transaction recording

SUP 16.16 Prudent valuation reporting [deleted]

PERG 10.4A The application of requirements which implemented EU directives

CASS 7.10 Application and purpose

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

COBS 14.3 Information about designated investments (non-MiFID provisions)

ICOBS 3.2 E-Commerce

GEN 4.3 Letter disclosure

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

SYSC 4.9

SUP 10A.13 Application for approval and withdrawing an application for approval

PERG 16.4 Acting as a depositary of an AIF

REC 2.11 Custody

EG 6.2 Publicity during, or upon the conclusion of regulatory action

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

MCOB 5.5 Provision of illustrations