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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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DEPP 3.2 The operation of the RDC

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CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 11.9 Changes in close links

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 19.18 Counter-Terrorism Act 2008

PERG 2.5 Investments and activities: general

CASS 11.3 Responsibility for CASS operational oversight

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

SUP 18.4 Friendly Society transfers and amalgamations

CONC 3.5 Financial promotions about credit agreements not secured on land

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach