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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SYSC 4.5

As Published: 2015

SYSC 4.5

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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