Search Result

761 - 780 of 1260 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2015

CONC 11.2 Right of withdrawal: P2P agreements

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

SYSC 18.5 Settlement agreements with workers

As Published: 2015

SYSC 18.5 Settlement agreements with workers

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

MCOB 10A.2 APRC: mathematical formula and assumptions

As Published: 2016

MCOB 10A.2 APRC: mathematical formula and assumptions

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events