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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2015

CONC 11.2 Right of withdrawal: P2P agreements