Search Result

321 - 340 of 1403 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

…

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

…

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

…

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

…

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

…

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

…

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

…

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

…

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

…

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

…