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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 3.14 Products, services and normal hours of operation

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

SYSC 2.1 Apportionment of Responsibilities

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COCON 2.3 Firms: training and breaches

SUP 8A.2 Introduction and conditions

FEES 1.1 Application and Purpose

COLL 12.2 UK UCITS management companies

BIPRU 12.2 Adequacy of liquidity resources

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]