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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

…

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RCB 1.1 Introduction to sourcebook

DTR 5.4 Aggregation of managed holdings

DTR 1A.2 Modifying rules and consulting the FCA

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

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COLL 4.1 Introduction

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DTR 8.5 Supervision of primary information providers

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EG 5.1 Settlement and the FCA – an overview

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets