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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.2 MAIN REQUIREMENTS

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments