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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

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CONC 2.1 Application

As Published: 2014

CONC 2.1 Application

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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