Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

…

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

…

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

…

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

…

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

…

CONC 7.12 Lenders’ responsibilities in relation to debt

As Published: 2020

CONC 7.12 Lenders’ responsibilities in relation to debt

…

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC App 1.2 Total charge for credit rules for other agreements

MCOB 8.6A Execution-only sales

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

EG 3.1 Introduction

PERG 12.4 The application of requirements which implemented EU directives

PERG 4.8 Administering a regulated mortgage contract

COLL 9.1 Application and general information

MAR 5A.8 Reporting requirements

IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

DEPP 3.1 The Regulatory Decisions Committee

RCB 4.2 Enforcement powers and penalties

PERG 16.1 Introduction