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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

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EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

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Effective Period

Similar To

SUP App 2.8 Ceasing to effect contracts of insurance

REC 3.19 Investigations

PERG 6.2 Purpose of guidance

RCB 4.1 Application and purpose

PERG 10.4A The application of requirements which implemented EU directives

DTR 1.4 Suspension of trading

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

COBS 10.3 Warning the client

CREDS 3A.4 Insurance against fraud or other dishonesty

RCB 4.2 Enforcement powers and penalties

FEES 9.1 Application and purpose

RCB 6.2 Policy on decision and warning notices