Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 7.7 Post-certification issues

MCOB 4.11 Sale and rent back: advising and selling standards

DISP App 3.9 Other matters concerning redress at steps 1 and 2

CONC 7.6 Exercise of continuous payment authority

ICOBS 4.4 Commission disclosure for commercial customers

ICOBS 6A.2 Optional additional products

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

MCOB 2.7 Application to electronic media and distance communications

GEN 4.1 Application

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

CASS 7.16 The standard methods of internal client money reconciliation

SYSC 4.3 Responsibility of senior personnel

SUP 4.5 Provisions applicable to all actuaries

DTR 1C.2 Modifying rules and consulting the FCA

FEES 9.1 Application and purpose

RCB 6.2 Policy on decision and warning notices

APER 1.1A Application

DISP 1.10A Complaints data publication rules

FEES 6.5A The retail pool

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy