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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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MCOB 8.6A Execution-only sales

EG 10.4 Other relevant powers

EG 2.12 Co-operation

PERG 1.1 Application and purpose

PERG 10.4 Pension scheme service providers other than trustees

SUP 10C.4 Specification of functions

COBS 16.2 Occasional reporting

REC 3.19 Investigations

EG 1.1 Overview

EG 7.5 Payment of financial penalties

REC 2A.1 Introduction

SYSC 6.2 Internal audit

REC 5.1 Introduction and legal background

MCOB 2.5 Reliance on others

PERG 1.3 Status of guidance

SUP 15A.1 Application and notifications under EMIR

APER 4.1 Statement of Principle 1

PERG 7.7 Post-certification issues

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses