Search Result

421 - 440 of 988 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

PERG 17.1 Introduction

As Published: 2014

PERG 17.1 Introduction

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

As Published: 2016

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure