Search Result

261 - 280 of 1298 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COND 1.3 General

As Published: 2013

COND 1.3 General

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose