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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SYSC 4.6

As Published: 2015

SYSC 4.6

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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Effective Period

Similar To

EG 19.1 Introduction

CASS 12.1 Application

PERG 4.11 Link between activities and the United Kingdom

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

EG 8.3 Use of the own-initiative powers

CREDS 10.1 Application and purpose

DEPP 4.2 Urgent statutory notice cases [deleted]

DTR 2.6 Control of inside information

RCB 3.6 Fees and other matters

DTR 1.4 Suspension of trading

SUP 10A.7 FCA required functions

COBS 6.1F Using a platform service for arranging and advising

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

DTR 8.4 Continuing obligations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 6.2 Applications

COLL 11.4 Depositaries

ICOBS 1.1 The general application rule

SYSC 4.6

COLL 1.1 Applications and purpose