Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

GENPRU 2.1 Calculation of capital resources requirements

SUP 8.2 Introduction

SUP App 3.3 Background

SUP 11.7 Acquisition or increase of control: assessment process and criteria

RCB 3.2 Annual confirmations of compliance and asset pool monitor

MAR 7A.4 Requirements when providing direct electronic access

SUP 15.8 Notification in respect of particular products and services

COLL 2.1 Authorised fund applications

SUP 15.9 Notifications by members of financial conglomerates

DTR 5.4 Aggregation of managed holdings

SUP 15.14 Notifications under the Payment Services Regulations

FEES 6.1 Application

COLL 12.2 UK UCITS management companies

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SYSC 14.1 Application

SUP 10C.7 Other overall responsibility function (SMF18)

SYSC 4.1 General requirements

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures