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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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SYSC 4.8

SYSC 7.1 Risk control

SUP 6.5 Ending authorisation

SYSC 12.1 Application

EG 10.4 Other relevant powers

APER 4.2 Statement of Principle 2

REC 3.19 Investigations

REC 2.9 Transaction recording

COBS 2.4 Agent as client and reliance on others

REC 6.7 Notification rules for overseas recognised bodies

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

MCOB 5.5 Provision of illustrations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy