Search Result

1301 - 1320 of 1431 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

EG 4.4 Appointment of additional investigators

As Published: 2016

EG 4.4 Appointment of additional investigators

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

As Published: 2015

IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

DTR 2.7 Dealing with rumours

As Published: 2016

DTR 2.7 Dealing with rumours

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose