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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

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COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

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MCOB 11.5 Purpose

As Published: 2012

MCOB 11.5 Purpose

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MCOB 3A.7 Home reversion plan financial promotions

As Published: 2015

MCOB 3A.7 Home reversion plan financial promotions

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CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

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