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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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CONC 4.5 Commissions

As Published: 2020

CONC 4.5 Commissions

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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COLL 9.1 Application and general information

As Published: 2024

COLL 9.1 Application and general information

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

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COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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ICOBS 6A.2 Optional additional products

As Published: 2015

ICOBS 6A.2 Optional additional products

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BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

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