Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

…

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 16.8 Territorial scope

FEES 4.1 Introduction

IPRU-INV 5.6 Qualifying subordinated loans

PERG 10.1 Background

PERG 14.3 Activities relating to home reversion plans

PERG 14.6 Carrying on a regulated activity in the United Kingdom

CONC 10.2 Prudential resources requirements

CASS 12.2 Treatment of client money

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

DTR 1.5 Fees and sanctions

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

REC 2A.2 Method of satisfying the RAP recognition requirements

DEPP 6.1 Introduction

DEPP 2.1 Statutory notices

REC 3.22 Restriction of, or instruction to close out, open positions

EG 9.4 Prohibition orders against exempt persons and members of professional firms

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures